SEC Rule 606

Disclosure of Order Routing Practices

Pursuant to Rule 606 adopted by the Securities and Exchange Commission, Henley & Company, LLC is presenting certain information with respect to order routing practices by the firm during the preceding three months. You can obtain this information by accessing the following link: (enter HENLEY & COMPANY LLC)

For more information – If you have questions, you can contact us below:

M. Germano-Alessi, Henley & Company, LLC
506 RXR Plaza
Uniondale, NY 11556

Phone 516-794-5520, Fax 516-794-6207 or email

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